Modelo metodológico de seguimiento y evaluación para las unidades responsables de la implementación de las recomendaciones establecidas por la Contraloría General del Estado en el Consejo de la Judicatura

Abstract

This thesis covers the problems of monitoring and evaluation in the implementation of recommendations established in audit reports and/or special reviews, carried out by the Contraloría General del Estado. Likewise, it shows the importance of the application of a methodological model that allows for the establishment of guidelines and procedures to be taken into account in order to carry out the followup corresponding to the fulfillment of the recommendations. Furthermore, it is important to identify the possible effects of not considering their implementation by those responsible, which may lead to sanctions or administrative responsibilities determined by the competent organism of control. The result of this investigation will allow us to have a technical vision that allows us to determine the functions, processes and activities considering what is established in the Law, Rules, Regulations and Statutes, with the purpose of minimizing the negative effects when not applying the recommendations. For this reason, as part of the data collection tools, surveys were applied to the different officials responsible for monitoring, in order to establish and know the criteria and level of importance they have with respect to compliance with the recommendations; and in this way evaluate the best proposal to establish a methodological model for the institution. Finally, the main objective of the investigation is to determine the actions to be followed as part of the monitoring and evaluation of compliance with the recommendations in the different administrative and financial processes of the Consejo de la Judicatura.